Reduction of the Carbonyl group : Synthesis of Alcohols



Reduction of the Carbonyl group : Synthesis of 1° and 2° Alcohols

Grignard reagents convert carbonyl group to alcohols by adding alkyl groups.

– Hydride reagents add a hydride ion (H:) reducing the carbonyl group to an alkoxide ion with no additional carbon atoms.

– Subsequent protonation gives the alcohol.



– Converting a ketone or an aldehyde to an alcohol involves adding two hydrogen atoms across the C=O bond: a reduction. Mechanism under shows the mechanism for this reduction.

– The two most useful hydride reagents, sodium borohydride (NaBH4) and lithium aluminum hydride (LiAlH4) reduce carbonyl groups in excellent yields.

– These reagents are called complex hydrides because they do not have a simple hydride structure such as Na+H or Li+H Instead, their hydrogen atoms, bearing partial negative charges, are covalently bonded to boron and aluminum atoms.



– This arrangement makes the hydride a better nucleophile while reducing its basicity.

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

Mechanism: Hydride Reduction of a Carbonyl Group

– Sodium borohydride and lithium aluminum hydride reduce ketones and aldehydes to alcohols.

Reaction 1: Nucleophilic attack by the hydride ion forms an alkoxide ion.

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

Reaction 2: After the first reaction is complete, water or dilute acid is added to protonate the alkoxide.

Example: Hydride reduction of cyclopentanone to cyclopentanol.

Reaction 1: Nucleophilic attack by the hydride ion forms an alkoxide ion.

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

Reaction 2: After the first reaction is complete, water or dilute acid is added to protonate the alkoxide.

– Aluminum is less electronegative than boron, so more of the negative charge in the ion is borne by the hydrogen atoms.

– Therefore, lithium aluminum hydride (LAH) is a much stronger reducing agent, and it is much more difficult to work with than sodium borohydride.

– LAH reacts explosively with water and alcohols, liberating hydrogen gas and sometimes starting fires.

– Sodium borohydride reacts slowly with alcohols and with water as long as the pH is high (basic).

– Sodium borohydride is a convenient and highly selective reducing agent.

(A) Uses of Sodium Borohydride

– Sodium borohydride (NaBH4) reduces aldehydes to primary alcohols, and ketones to secondary alcohols.

– The reactions take place in a wide variety of solvents, including alcohols, ethers, and water. The yields are generally excellent

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

– Sodium borohydride is selective; it usually does not react with carbonyl groups that are less reactive than ketones and aldehydes.

– For example, carboxylic acids and esters are unreactive toward borohydride reduction.

– Thus, sodium borohydride can reduce a ketone or an aldehyde in the presence of an acid or an ester.

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

(B) Uses of Lithium Aluminum Hydride

– Lithium aluminum hydride (LiAlH4 abbreviated LAH) is a much stronger reagent than sodium borohydride.

– It easily reduces ketones and aldehydes and also the less-reactive carbonyl groups: those in acids, esters, and other acid derivatives.

– LAH reduces ketones to secondary alcohols, and it reduces aldehydes, acids, and esters to primary alcohols.

– The lithium salt of the alkoxide ion is initially formed, then the (cautious!) addition of dilute acid protonates the alkoxide.

– For example, LAH reduces both functional groups of the keto ester in the previous example.

– In summary, sodium borohydride is the best reagent for reduction of a simple ketone or aldehyde.

– Using NaBH4 we can reduce a ketone or an aldehyde in the presence of an acid or an ester, but we do not have a method (so far) for reducing an acid or an ester in the presence of a ketone or an aldehyde.

– The sluggish acid or ester requires the use of LiAlH4, and this reagent also reduces the ketone or aldehyde.

SUMMARY: Reactions of LiAIH4 and NaBH4

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

(C) Catalytic Hydrogenation of Ketones and Aldehydes

– Reducing a ketone or an aldehyde to an alcohol involves adding two hydrogen atoms across the C=O bond.

– This addition can be accomplished by catalytic hydrogenation, commonly using Raney nickel as the catalyst.

– Raney nickel is a finely divided hydrogen-bearing form of nickel made by treating a nickel–aluminum alloy with a strong sodium hydroxide solution.

– The aluminum in the alloy reacts to form hydrogen, leaving behind a finely divided nickel powder saturated with hydrogen.

– Raney nickel is an effective catalyst for the hydrogenation of ketones and aldehydes to alcohols.

– Carbon–carbon double bonds are also reduced under these conditions, however, so any alkene double bonds in the starting material will also be reduced.

– In most cases, sodium borohydride is more convenient for reducing simple ketones and aldehydes.

Alcohol Syntheses by Nucleophilic Additions to Carbonyl groups

(A) Addition of a Grignard or organolithium reagent

(1) Addition to formaldehyde gives a primary alcohol

(2) Addition to an aldehyde gives a secondary alcohol

(3) Addition to a ketone gives a tertiary alcohol

(4) Addition to an acid halide or an ester gives a tertiary alcohol

(5) Addition to ethylene oxide gives a primary alcohol (with two additional carbon atoms added)

(B) Reduction of carbonyl group

(1) Catalytic hydrogenation of aldehydes and ketones

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

This method is usually not as selective or as effective as the use of hydride reagents.

(2) Use of hydride reagents

(a) Reduction of an aldehyde gives a primary alcohol

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

(b) Reduction of a ketone gives a secondary alcohol

(c) Reduction of an acid or ester gives a primary alcohol

Reduction of the Carbonyl Group: Synthesis of 1° and 2° Alcohols

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